Listed Company Governance Compliance Services Mumbai
India-specific preparation guide

What this page helps you decide

Listed Company Governance Compliance Services Mumbai is best handled after identifying the exact scope, period, applicable portal and documents. Use this page to prepare a sharper expert brief instead of relying on generic summaries.

• Confirm entity type, paid-up capital, turnover, board history, shareholder approvals and due dates before starting the MCA workflow.
• Check DSC status, director KYC, DIN details, company master data and form availability on MCA V3.
• Separate routine annual compliance from event-based filings such as share issue, director change, charge, closure or strike-off.
• Ask for a filing calendar, form list, attachments, certification requirement and proof of filing.

Accuracy notes before you act

• Secretarial audit is mandatory under Section 204 of the Companies Act, 2013 for listed companies, public companies with paid-up capital >= ₹50 crore or turnover >= ₹250 crore, or any company with outstanding bank/PFI loans >= ₹100 crore.
• Under SEBI LODR Regulation 24A, all listed entities and their material unlisted Indian subsidiaries (net worth/income >10% of consolidated) must undergo secretarial audit.
• Effective from FY ending March 31, 2025 (SEBI LODR Third Amendment Regulations, 2024), listed entities must appoint specifically a Peer Reviewed Company Secretary in Practice (PCS).
• ROC Chennai Adjudication Order (Jan 7, 2026) imposed a ₹2,00,000 penalty per director for failure to file Form MR-3. Section 204 penalty is a flat ₹2,00,000 on the company, officers, and PCS.

Documents and facts to keep ready

• PAN, Aadhaar, GSTIN, CIN/LLPIN, TAN or registration details where applicable.
• Relevant financial year, assessment year, tax year, return period, due date and notice number.
• Books, invoices, payroll, bank statements, contracts, prior filings and portal screenshots.
• Expected output: filing, registration, correction, advisory memo, notice response, audit report or recurring compliance.

Common mistakes to avoid

• Starting an MCA filing before checking DSC, DIN KYC, master data, board approvals and attachments.
• Treating annual compliance and event-based ROC filings as the same assignment.
• Using an old due date, old section number or old form without checking the live portal.
• Posting a vague requirement without period, entity type, city, documents and deadline.
• Comparing quotes without clarifying government fee, professional fee and exclusions.